In this seminar, you will learn about Hong Kong’s regulatory structure with a focus on the Securities and Futures Commission (SFC) and the Hong Kong Exchanges and Clearing Limited (HKEX), and how they discharge their responsibilities and functions through the relevant legislations and rules.  If you are interested in joining a regulator, or working as a corporate lawyer or a litigator, you will benefit from having a basic understanding of the Hong Kong regulatory landscape.

About the Speaker:

Upon graduating from the CUHK LLB Programme in 2011, Candy worked at global law firms Linklaters and King & Wood Mallesons as a regulatory litigator, as well as the Court of Final Appeal as a Judicial Assistant.  Candy was an in-house counsel at the Securities and Futures Commission’s (SFC) litigation team before joining the Hong Kong Exchanges (HKEX) and Clearing Limited’s Listing Division.